Experimental Protocol for Examining Behavioral Response Profiles in Larval Fish: Application to the Neuro-stimulant Caffeine



Here, we present a protocol to examine larval zebrafish and fathead minnow locomotor activities and photomotor responses (PMR) using an automated tracking software. When incorporated in common toxicology bioassays, analyses of these behaviors provide a diagnostic tool to examine chemical bioactivity. This protocol is described using caffeine, a model neurostimulant.

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Steele, W. B., Mole, R. A., Brooks, B. W. Experimental Protocol for Examining Behavioral Response Profiles in Larval Fish: Application to the Neuro-stimulant Caffeine. J. Vis. Exp. (137), e57938, doi:10.3791/57938 (2018).


Fish models and behaviors are increasingly used in the biomedical sciences; however, fish have long been the subject of ecological, physiological and toxicological studies. Using automated digital tracking platforms, recent efforts in neuropharmacology are leveraging larval fish locomotor behaviors to identify potential therapeutic targets for novel small molecules. Similar to these efforts, research in the environmental sciences and comparative pharmacology and toxicology is examining various behaviors of fish models as diagnostic tools in tiered evaluation of contaminants and real-time monitoring of surface waters for contaminant threats. Whereas the zebrafish is a popular larval fish model in the biomedical sciences, the fathead minnow is a common larval fish model in ecotoxicology. Unfortunately, fathead minnow larvae have received considerably less attention in behavioral studies. Here, we develop and demonstrate a behavioral profile protocol using caffeine as a model neurostimulant. Though photomotor responses of fathead minnows were occasionally affected by caffeine, zebrafish were markedly more sensitive for photomotor and locomotor endpoints, which responded at environmentally relevant levels. Future studies are needed to understand comparative behavioral sensitivity differences among fish with age and time of day, and to determine whether similar behavioral effects would occur in nature and be indicative of adverse outcomes at the individual or population levels of biological organization.


Though fish models are increasingly used for biomedical studies, fish have been routinely employed for ecology and physiology studies, to examine contamination of surface waters, and to understand toxicological thresholds of chemicals. Such efforts are important because chemical contamination can impair aquatic ecosystems and jeopardize the quality of source water supplies1,2. Most of the chemicals in commerce, however, lack even basic toxicology information3.

Animal model assays traditionally used in regulatory toxicity testing are resource intensive and cannot provide the high throughput, early tier screening needed for toxicity testing in the 21st century4. Subsequently, there is a growing impetus to adopt and utilize in vitro models that can more rapidly and efficiently screen compounds for biological activities3,5. Though cell based models present many opportunities, they often lack biological complexity, and thus do not account for many important whole organism processes, including metabolism6.

The zebrafish is a common biomedical animal model that is gaining popularity as an alternative model in aquatic toxicology and ecotoxicology7,8. Given their small size, rapid development, and high fecundity, fish models can be used to rapidly and efficiently screen chemicals for bioactivity and toxicity at the whole organism scale9. With the aid of automated tracking software, larval zebrafish behaviors provide enhanced diagnostic utility in screening contaminants for toxicity10,11. Studies in the pharmaceutical sciences have demonstrated that locomotor endpoints are informative of chemical mechanisms of action, can be used to phenotype behaviors, and then may tentatively identify subcellular targets for novel molecules12,13. Whereas the zebrafish is a popular larval fish model in the biomedical sciences, the fathead minnow is a common, ecologically important fish model that is used for ecotoxicology studies and during prospective (e.g., new chemical evaluations) and retrospective (e.g., ambient surface water or wastewater effluent discharge monitoring) environmental assessments. Unfortunately, behavioral responses of larval fathead minnows have received markedly less attention than zebrafish. Our ongoing research with two common larval fish models, the zebrafish and fathead minnow, suggests that larval fish swimming patterns appear unique to anticipated modes or mechanisms of action for diverse chemicals. Thus, behavioral endpoints provide the potential to rapidly and sensitively examine chemicals for toxicity and to identify subcellular targets for industrial chemical and other contaminants, particularly during early tier assessments.

Here, we report a protocol for examining behavioral response profiles in larval fish. We demonstrate these methods using caffeine, a model neurostimulant and a common aquatic contaminant that is introduced to aquatic systems through discharge from wastewater treatments plants following human consumption of foods, beverages, and pharmaceuticals formulated with caffeine14. We examine behavioral responses to caffeine in both larval zebrafish and fathead minnow, including to a sudden change in lighting condition, which is often referred to as a photomotor response (PMR) during pharmaceutical studies with embryonic and larval zebrafish13,15. We further identify effects of caffeine across several locomotor endpoints to develop chemical response profiles for each fish model. Caffeine treatment levels used in this study represent the upper centiles of exposure distributions based on measured environmental values of caffeine16. We also include treatments benchmarked to larval fish LC50 values, and the therapeutic hazard value (THV), a pharmaceutical concentration in water that is anticipated to result in plasma levels in fish consistent with a human therapeutic plasma dose.


Studies in this protocol generally follow standardized experimental design and recommended statistical analysis guidelines from the US Environmental Protection Agency (EPA no. 2000.0) for fathead minnows and the Organization for Economic Cooperation and Development (OECD no. 236) for zebrafish. These experimental designs (e.g., increasing replication) can be modified within the current protocol for future studies. Fish culture conditions follow previously published literature17. All experimental procedures and fish culture protocols followed Institutional Animal Care and Use Committee protocols approved at Baylor University.

1. Exposing Fish to Chemical Treatment

  1. Prepare caffeine exposure solutions by dissolving caffeine in reconstituted hard water. Perform appropriate serial dilutions by diluting higher caffeine treatments with hard water to produce lower caffeine treatment levels.
    NOTE: Table 1 summarizes each of the treatment levels used in this experiment.
Zebrafish Fathead Minnow
Treatment Nominal Caffeine Concentration (mg/L) Measured Caffeine Concentration (mg/L) Treatment Nominal Caffeine Concentration (mg/L) Measured Caffeine Concentration (mg/L)
Control 0 <LOD Control 0 <LOD
75th Centile* 0.001 0.001 75th Centile* 0.001 0.001
95th Centile* 0.039 0.013 95th Centile* 0.039 0.009
99th Centile* 0.412 0.361 99th Centile* 0.412 0.310
THV 4.07 3.81 THV 4.07 4.12
10% LC50 48.46 46.66 10% LC50 14.1 14.7
40% LC50 193.82 186.67 40% LC50 56.38 53.91

Table 1: Experimental caffeine treatments for zebrafish and fathead minnow experiments. Nominal and measured values of caffeine for each treatment are given. *The caffeine treatments used in this study represent the upper centiles of exposure distributions based on measured environmental values of caffeine16. THV: Therapeutic Hazard Value. LOD: Limit of Detection

  1. Pour the prepared solution in individual exposure champers. Use 100 mL glass beakers filled with 20 mL of exposure solution for zebrafish exposure chambers and 500 mL beakers with 200 mL of exposure solution for fathead minnow exposure chambers.
  2. Using a transfer pipette, place 10 zebrafish embryos aged 4–6 h post fertilization (hpf) in each of four replicate exposure chambers per treatment.
  3. Place 10 fathead minnow larvae aged within 24 h of hatching in each of three replicate exposure chambers per treatment. To accommodate the larger size of fathead minnow larvae, cut the tip of the transfer pipette off prior to transfer.
  4. Maintain zebrafish experiments at a 16:8 h light:dark photoperiod and a constant temperature of 28 ± 1 °C. Use the same photoperiod regime for fathead minnow studies, but at a temperature of 25 ± 1 °C.
  5. After 96 h of chemical exposure, load individual fish in separate wells of 48 (for zebrafish) and 24 (for fathead minnow) well plates.
    1. To ensure that each well contains an equal volume of solution, transfer zebrafish larvae to 48 well plates using a 5,000 µL autopipette for a 1,000 µL volume per well. Use the autopipette to withdraw and transfer both the zebrafish larvae and exposure solution simultaneously.
    2. Due to their larger size, transfer fathead minnow larvae using a transfer pipette with the tip cut off. Prior to transferring fathead minnow larvae to individual wells, fill each well to 2,000 µL using an autopipette. When transferring individual fathead larvae to wells, place the tip of the transfer pipette in the well solution and allow the fish to swim from the pipette tip into the well.

2. Calibration of Video-tracking Parameters

  1. Prior to behavioral measures, set observation and calibration parameters in the video track software (see Table of Materials).
    1. Place a well plate in the recording chamber with at least 1 larval fish in an individual well. Use the plate and associated fish as representations to set calibration parameters.
    2. In the video track software, click "File | Generate Protocol", which will open a “protocol creation wizard” dialogue box. In the "Location Count" field, enter the number of individuals wells of the well plate and then click "OK".
    3. At the top of the screen, click "View | Full Screen", which will prompt the system to display an overhead camera view of the well plate.
    4. Click the "Draw Areas" icon, which appears as three multicolored shapes. To the right of the well plate viewing area, select the circle icon in the field labeled "Areas".
    5. Use the cursor to delineate the circular video tracking area in the top left well of the well plate. Select "Top-Right Mark" and then outline the viewing area of the top right well. Then, select "Bottom Mark" to outline the bottom right well.
      NOTE: After drawing the circular outline, its position will likely need to be adjusted.  To adjust the position of the outline, click “select” and then use the cursor to move the outlined area. Also, outlines can be replicated by clicking "Copy" and then "Paste". 
    6. After the top left, top right, and bottom right well tracking areas have been defined, click "Build" to prompt the software to automatically delineate the viewing areas of the remaining wells.
    7. In the area labeled "Calibration", click "Draw Scale". Use the cursor to draw a horizontal line across the plate. Once the line is drawn, a dialogue box labeled “Calibration measurement” will appear. Enter the well plate length and click "OK".
    8. Exit the drawing manager by clicking the "Draw Areas" icon.
    9. Click the "Tiles" icon.  Using the cursor, highlight all the boxes that appear on the viewing screen so that each box is green.
      NOTE: The Tiles icon appears as a group of six individual small squares
    10. "Click View| Full Screen".  To the right of the plate viewing area, click "Bkg" in the box labeled "Detection Threshold". Use the threshold adjustment bar to set the pixel detection threshold. Once, the appropriate pixel detection threshold is selected, click "Apply to Group".
      NOTE: This protocol sets the detection threshold at 13 in black mode for zebrafish observations and at 110 in transparent mode for fathead minnow observations.
    11. In the box labeled "Movement Threshold", enter the desired movement speed tracking parameters. Once speed parameters are set, click "Apply to Group".
      NOTE: This protocol sets small/large movements at 20 mm/s and inactive/small movements at 5 mm/s. These selections program the software to track larval fish movement at three different speed levels: inactive (freezing) = <5 mm/s, small (cruising) = 5–20 mm/s, and large (bursting) = >20 mm/s.
    12. Click "Parameters | Protocol Parameters" from the drop-down menu. In the dialogue box, select the "Time" tab. Enter the observation time and the integration time. After parameters are entered click "Ok".
    13. To set the light/dark photoperiod times and light intensity for each photoperiod open the light driver settings dialogue box by selecting "Light Driving" from the "Parameters" drop down menu.
      NOTE: See protocol video for setting multiple light-dark photoperiods.
    14. After the video tracking parameters have been set, save the observation protocol.
      NOTE: This protocol observes fish behavior over a 50 min period that includes a 10 min acclimation phase followed by 4 altering light/dark phases consisting of two 10 min light periods and two 10 min dark periods. The integration time is set to measure behavior for each minute of the 50 min behavioral trial.

3. Observation of Larval Fish Locomotor and Photomotor Behavior

  1. Place the well plate containing experimental fish in the behavioral recording chamber.
  2. In the video tracking software, open the tracking protocol developed in step 3.
  3. In the video tracking viewer, check to make sure that all larvae are visible on the computer screen, that only one individual larva is present in each well, and that individual wells are aligned within the observation areas that were defined in steps 2.1.5 and 2.1.6.
  4. Click on "Experiment | Execute".
    NOTE: The system will prompt the user to provide a name and location to save the observation data.
  5. Once the name and save location of the observation data have been specified, click on the "Several Live Images" icon to highlight all the pre-defined viewing areas
    NOTE: This icon is located at the top of the computer screen and appears as a box divided into four smaller squares. Clicking on this icon will highlight all the pre-defined viewing areas.
  6. Close the panel of the recording chamber and click "Background | Start" on the computer monitor.

4. Analyzing Behavioral Data

  1. To retrieve larval fish activity data, open the spreadsheet, which is automatically compiled by the tracking software and is in the folder specified by the user before initiating behavioral trials (Step 3.4).
  2. Refer to Figures 1A and 1B for representative measurements of naive locomotor activity of unexposed zebrafish and fathead minnow larvae, respectively. Refer to Figures 1C and 1D for PMR calculations, which effectively examine the magnitude of movement difference between light to dark or dark to light transitions.

Figure 1
Figure 1: Example of baseline activity of unexposed zebrafish (A and B) and fathead minnow (C and D). The mean (± SEM) distance swam for zebrafish (A) and fathead minnow (C) is given by dots each representing one-minute intervals of activity. Two dark and two light periods of photomotor responses are measured. The last (a, c, e, and g) and first (b, d, f, and h) minute of each photoperiod are used to calculate PMRs. Photomotor responses of zebrafish (B) and fathead minnow (D) are measured as the change in mean (±SEM) distance traveled between the last minute of an initial photoperiod and the first minute of the following period. Please click here to view a larger version of this figure.

Representative Results

Caffeine treatment levels did not appreciably vary during the 96 h experiments with zebrafish and fathead minnows. For example, Table 1 presents analytically verified concentrations of each treatment level. This protocol verified water samples for caffeine treatment levels by isotope-dilution liquid chromatography tandem mass spectrometry (LC-MS/MS) generally following previously reported methods28. The formation of paraxanthine, the primary metabolite of caffeine, was also quantified. A description of these analytical procedures is provided in the supplemental analytical information. Because of the similarities between nominal and analytical verification of treatments, nominal treatment levels are presented throughout the remainder of this manuscript. Caffeine significantly altered zebrafish and fathead minnow behaviors. However, zebrafish locomotor responses were consistently more sensitive to caffeine than fathead minnows. The most sensitive behavioral endpoints for zebrafish and fathead minnow larvae were affected by caffeine at a concentration of 0.039 mg/L. Table 2 summarizes lowest observed effect concentrations (LOECs) and no observed effect concentrations (NOECs) for each behavioral endpoint in both fish models.

Zebrafish   Fathead minnow  
Endpoint  LOEC (mg/L) NOEC (mg/L) Endpoint  LOEC (mg/L) NOEC (mg/L)
Total Distance Dark 0.412 0.039 Total Distance Dark 56.38
Total Distance Light 48.46 4.07 Total Distance Light 56.38
Total Counts Dark 0.412 0.039 Total Counts Dark 56.38
Total Counts Light 48.46 4.07 Total Counts Light 56.38
Bursting Distance Dark 193.82 Bursting Distance Dark 56.38
Bursting Distance Light 193.82 48.46 Bursting Distance Light 56.38
Bursting Counts Dark 193.82 48.46 Bursting Counts Dark 56.38
Bursting Counts Light 193.82 48.46 Bursting Counts Light 56.38
Bursting Duration Dark 193.82 48.46 Bursting Duration Dark 56.38
Bursting Duration Light 193.82 Bursting Duration Light 56.38
Cruising Distance Dark 0.412 0.039 Cruising Distance Dark 56.38
Cruising Distance Light 48.46 4.07 Cruising Distance Light 56.38
Cruising Counts Dark 0.412 0.039 Cruising Counts Dark 56.38
Cruising Counts Light 48.46 4.07 Cruising Counts Light 56.38
Cruising Duration Dark 0.412 0.039 Cruising Duration Dark 56.38
Cruising Duration Light 48.46 4.07 Cruising Duration Light 56.38
Freezing Distance Dark 0.412 0.039 Freezing Distance Dark 0.039 0.001
Freezing Distance Light 0.039 0.001 Freezing Distance Light 56.38
Freezing Counts Dark 0.412 0.039 Freezing Counts Dark 56.38
Freezing Counts Light 48.46 4.07 Freezing Counts Light 56.38
Freezing Duration Dark 193.82 Freezing Duration Dark 56.38 14.10
Freezing Duration Light 48.46 4.07 Freezing Duration Light 56.38
Dark 1 PMR 48.46 4.07 Dark 1 PMR 0.039 0.001
Light 1 PMR 48.46 4.07 Light 1 PMR 56.38
Dark 2 PMR 48.46 4.07 Dark 2 PMR 56.38
Light 2 PMR 48.46 4.07 Light 2 PMR 56.38
Bursting Dark 1 PMR 193.82 Bursting Dark 1 PMR 56.38
Bursting Light 1 PMR 193.82 Bursting Light 1 PMR 56.38
Bursting Dark 2 PMR 193.82 48.46 Bursting Dark 2 PMR 56.38
Bursting Light 2 PMR 193.82 Bursting Light 2 PMR 56.38
Cruising Dark 1 PMR 48.46 4.07 Cruising Dark 1 PMR 56.38
Cruising Light 1 PMR 48.46 4.07 Cruising Light 1 PMR 56.38
Cruising Dark 2 PMR 48.46 4.07 Cruising Dark 2 PMR 56.38
Cruising Light 2 PMR 193.82 48.46 Cruising Light 2 PMR 56.38 14.10
Freezing Dark 1 PMR 48.46 4.07 Freezing Dark 1 PMR 56.38
Freezing Light 1 PMR 193.82 48.46 Freezing Light 1 PMR 56.38
Freezing Dark 2 PMR 48.46 4.07 Freezing Dark 2 PMR 56.38
Freezing Light 2 PMR 193.82 48.46 Freezing Light 2 PMR 56.38

Table 2: Zebrafish and fathead minnow behavioral NOECs and LOECs for Caffeine. No Observed Effect Concentration (NOEC) and Lowest Observed Effect Concentration (LOEC) (mg/L) values for each of the light/dark swimming activity endpoints and photomotor responses for zebrafish and fathead minnows exposed to caffeine. Dashes indicate that no effects were observed at a particular endpoint across all treatment levels.

Figure 2 presents total locomotor activity and PMRs of zebrafish and fathead minnow following 96 h exposure to caffeine. Fathead minnow larvae PMRs were altered by caffeine at lower treatment levels (0.038 mg/L) than zebrafish, but a markedly larger number of photomotor endpoints were affected in zebrafish. The highest treatment level of caffeine (193.82 mg/L) altered PMR in zebrafish, in which these responses were exactly opposite from controls. At this elevated treatment level, however, PMRs decreased in dark and increased in light conditions.

Figure 2
Figure 2: Swimming activity and photomotor responses of zebrafish (A and B) and fathead minnow (C and D) after 96 h exposure to caffeine. The mean (± SEM) distance swam for zebrafish (A) and fathead minnow (C) is given by dots each representing 1-min intervals of activity. Photomotor responses of zebrafish (B) and fathead minnow (D) are measured as the change in mean (± SE) total distance traveled between the last minutes of an initial photoperiod and the first minute of the following period. Two dark and two light period photomotor responses were measured. A total of 24 (4 replicates each of 6 larvae) zebrafish and 12 (3 replicates each of 4 larvae) fathead minnows were used for behavioral observation. *p <0.10; ** p <0.05; *** p <0.01. Please click here to view a larger version of this figure.

In addition to measuring larval PMRs, light and dark locomotor activity was analyzed across three speed thresholds for distance moved, number of movements, and duration of movements. This data is used to develop behavioral response profiles for caffeine (Figure 3, Supplemental Figure 1). In both of the fish models, caffeine inhibited activity at all significantly affected locomotor endpoints. Both fish models demonstrated increased activity at the bursting speed thresholds following exposure to caffeine, though not significantly. Similar to the results of the PMR observations, caffeine effected a greater number of zebrafish locomotor endpoints. In fact, caffeine significantly altered several locomotor responses under dark conditions at environmentally realistic levels below the THV. However, fathead minnow locomotor activity was not significantly affected under light conditions by any treatment level.

Figure 3
Figure 3: Response profiles of larval zebrafish and fathead minnows after 96 h exposure to caffeine. Mean zebrafish dark (A) and light (B) swimming activity compared to mean fathead minnow dark (C) and light (D) activity after 96 h exposure to caffeine. Plotted data represents activity over two 10 min dark photoperiods and two 10 min light photoperiods for each fish model. Data is normalized to control, which is represented at the 0 axis in each figure. Behavioral parameters include distance swam, number of movements (counts), and duration of each movement across 3 speed levels, bursting (>20 mm/s), cruising (5–20 mm/s), and freezing (<5 mm/s). In addition to movement patterns at each of the speed thresholds, total distance swam, and total number of movements is represented. ↑ represents a significant increase in activity in comparison to control and ↓ indicates a significant decrease in activity in comparison to control. A total of 24 (4 replicates each of 6 larvae) zebrafish and 12 (3 replicates each of 4 larvae) fathead minnow where used in behavioral observations for each group. *p <0.10; ** p <0.05; *** p <0.01. Please click here to view a larger version of this figure.

Supplemental Figure 1: Photomotor responses of zebrafish (A and B) and fathead minnow (C and D) across three speed thresholds. Zebrafish (A, B, and C) and fathead minnow larvae (D, E, and F) photomotor responses across three speed thresholds (Freezing: 20 mm/s) after 96hr exposure to caffeine. Photomotor responses of zebrafish and fathead minnow are measured as the change in mean (±SE) total distance traveled between the last minutes of an initial photoperiod and the first minute of the following period. Two dark and two light period photomotor responses were measured. A total of 24 (4 replicates each of 6 larvae) zebrafish and 12 (3 replicates of 4 larvae) fathead minnows were used for behavioral observation. *p <0.01 Please click here to download this file.


When selecting chemical treatment levels for behavioral toxicology studies, several factors must be considered. Caffeine treatment levels in the present study were selected based on upper centile values for predicted environmental exposure scenarios from wastewater effluent16. When possible, we routinely select treatment levels for aquatic toxicology studies using probabilistic exposure assessments of environmental observations19,20,21. A THV, which is calculable for medicines, was also included as a treatment level in the present study. THV values (Eq. 1)22,23 are defined as predicted water concentrations leading to human therapeutic doses (Cmax) of pharmaceuticals in fish23, are inspired from initial plasma modeling efforts24, and are calculated based on blood:water chemical partitioning coefficients (Eq. 2)25.

THV = Cmax / log PBW                                       (Eq. 1)

log PBW = log [(100.73 . log Kow · 0.16)+0.84]     (Eq. 2)

Here, we also select sublethal treatment levels relative to zebrafish and fathead minnow LC50 values. We consider this approach a useful benchmarking procedure for behavioral responses, particularly when comparing thresholds of specific behaviors with a fish model across multiple chemicals. It further facilitates calculations of acute to chronic ratios, which can be diagnostically useful in aquatic toxicology for mechanistic studies and assessments. LC50 values were obtained from preliminary toxicity bioassays following the standardized guidelines given in step 2.1.

In this protocol, we employ common experimental designs and statistical techniques recommended by the US EPA and OECD standardized methods for toxicology studies with fish models. Though we report p values (e.g., <0.01, <0.05, <0.10), significant differences (α = 0.10) in activity levels are identified among treatments using analysis of variance (ANOVA) if normality and equivalence of variance assumptions are met. Dunnett's or Tukey's HSD post hoc tests are performed to identify treatment level differences. We select this alpha (α = 0.10) value to reduce type II errors, particularly for early tier assays and when an understanding of biologically important effect size is limited for understudied behavioral endpoints and model organisms26, instead of employing procedures more common in the biomedical sciences for multiple comparisons (e.g., Bonferroni correction for RNA-Seq data)27.  Future studies are needed to understand variability of these behavioral responses and potentially modify experimental designs (e.g., increase replication) accordingly.

A number of factors can influence behavior of larval fish in addition to chemical exposure. For example, time of day, age, well size, temperature, lighting condition, and volume of exposure solution in each well represent important considerations11,30. For these reasons, precautions should be taken to minimize the effects of external factors that could influence locomotor behavior of the larval fish during experimentation. Behavioral observations should be performed in narrow time windows (3 to 4 h) and across time periods when time of day effects are expected to have minimal influence on larval locomotor behavior11. Additionally, larval fish should be maintained at a consistent temperature (28 ± 1 °C for zebrafish and 24 ± 1 °C for FHM) and on a defined light/dark cycle in temperature-controlled incubators throughout the exposure period. In addition, the temperature of the laboratory where behaviors are recorded should be maintained to conditions approximating experimental conditions to avoid temperature influences on behaviors. Further, wells used during behavioral observations should be maintained at a consistent volume for each individual fish.

Larval and embryonic zebrafish PMRs have been previously used in the biomedical sciences to identify potential therapeutic targets for novel compounds12,13. This protocol expands on previous behavioral research with zebrafish by utilizing 38 endpoints to investigate chemical bioactivity of environmental contaminants. Although caffeine is a common aquatic contaminant with an understood mechanism of action (MoA), many compounds in commerce lack important mechanistic data. Therefore, this protocol can be employed to gain insight of MoAs for compounds lacking toxicity data, including commercial chemicals39. Furthermore, the protocol provides methods for two of the most commonly used fish models. As noted previously, whereas the zebrafish is a common biomedical fish model that is becoming increasingly popular in ecotoxicology, the fathead minnow is commonly used as an ecological model for environmental assessment applications but has received comparatively less attention in behavioral studies with automated systems compared to the zebrafish. Though there remains no standardized regulatory methods for fish behavioral toxicology studies, this protocol provides an approach to support future efforts.

Caffeine elicited behavioral responses in each of the fish models at levels that have been detected in the aquatic environment16. Rodriguez-Gil et al. 2018 developed global environmental exposure distributions in aquatic systems based on measured values of caffeine16. Specifically, 95% of predicted wastewater effluent concentrations would fall below the LOECs for the most sensitive behavioral endpoints of zebrafish and fathead minnow in the present study (Table 2). Though several behavioral effects of caffeine were observed in zebrafish (particularly in dark conditions) at environmentally relevant levels, it is unclear whether these behavioral modifications might occur in natural fish populations or result in ecologically important adverse outcomes. Though useful for sensitive, diagnostic screening purposes, larval fish behavioral thresholds may not be representative of other life history stages or of fish in natural populations. Further research is warranted to determine whether similar behavioral response thresholds would occur in nature and be indicative of adverse outcomes at the individual or population levels of biological organization.


The authors have nothing to disclose.


Support for this study was provided by the U.S. National Science Foundation (Project #: CHE-1339637) with additional support from the U.S. Environmental Protection Agency. We thank Dr. Jone Corrales, Dr. Lauren Kristofco, Gavin Saari, Samuel Haddad, Bekah Burket and Bridgett Hill for general lab support.


Name Company Catalog Number Comments
ViewPoint Zebrabox ViewPoint ZebraLab and ZebraLab platform for automated behavioral observations
Caffeine Sigma-Aldrich C0750-100G Study chemical
Incubator VWR 9110589 Maintains light/dark cycle and temperature for fathead minnow experiments
Incubator Thermo Fisher Scientific 35824-636 Maintains light/dark cycle and temperature for zebrafish experiments
100 mL glass beakers VWR 89000-200 Zebrafish exposure chambers 
500 mL glass beakers  Pyrex EW-34502-03 Fathead minnow exposure chambers
5,000 µL auto-pipette Eppendorf Research 5000 Used to fill individual wells in well plates
Transfer Pippettes VWR 414-004-004 Used to transfer study organisms 
48-well plates Fisher Scientific 08-772-52 Larval zebrafish behavioral recording chambers
24-well plates VWR 10062-896 Larval fathead minnow behavioral recording chambers
Calcium sulfate dihydrate Sigma-Aldrich C3771 For reconstituted hard water
Magnesium Sulfate Sigma-Aldrich M7506 For reconstituted hard water
Sodium Bicarbonate  Sigma-Aldrich S5761 For reconstituted hard water
Potassium Chloride Sigma-Aldrich P9333 For reconstituted hard water
z-mod recirculating system Marine Biotech Systems Recirculating system to maintian zebrafish cultures
Statistical analysis software Sigma Plot  Version 13.0 Used to analyze beahvioral data and produce figures
Statistical analysis software Graphpad Prism Prism 5 Used to produce figures 
Autosampler/quaternary pumping system Agilent Technologies Infinity 1260 model  Analytical verification of caffeine treatment levels
Jet stream thermal gradient electrospray ionization source Agilent Technologies Analytical verification of caffeine treatment levels
Triple quadrupole mass analyzer  Agilent Technologies Model 6420 Analytical verification of caffeine treatment levels
10 cm × 2.1 mm Poroshell 120 SB-AQ column (120Å, 2.7)  Agilent Technologies 685775-914T Caffiene chromatography 
MassHunter Optimizer Software  Agilent Technologies Determine the ionization mode, monitored transitions, and instrumental parameters for caffeine/caffeine-d9 and paraxanthine/paraxanthine-d6



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