Study design
This study was designed as a single-center, retrospective historical cohort study. A retrospective analysis was conducted of patients who underwent posterior cervical laminoplasty by the same medical team in the Department of Orthopedics at The Second Affiliated Hospital of Zhejiang University School of Medicine. Since January 2024, the department has implemented a phased shoulder joint stability training program as an optimized postoperative rehabilitation protocol. Patients admitted before the implementation of this program received only conventional rehabilitation therapy and were included in the historical control cohort; those admitted after implementation received conventional rehabilitation combined with the phased shoulder joint stability training program, forming the intervention cohort. Study data were retrospectively collected from electronic medical record systems and standardized rehabilitation follow-up records. Data collection began in June 2024 and continued through September 16, 2024, with the last enrolled patient completing follow-up. Prior to researchers' access to the data, all patient information had been anonymized, and the ethics committee waived the requirement for informed consent (Approval No.: 2024-0311).
Study subjects
Sample
Given that this study employed a retrospective historical cohort design, no prior sample size calculation was performed before data collection. The sample size was determined by the number of consecutive patients who met the inclusion criteria during the predefined study period. A total of 92 patients undergoing posterior cervical surgery were screened during the study period. Eleven patients were excluded due to predefined exclusion criteria or incomplete follow-up data, resulting in 81 patients being included in the analysis (40 in the observation group and 41 in the control group). The primary outcome measure was changes in the Japanese Orthopedic Association (JOA) score postoperatively. To evaluate whether the current sample size would provide sufficient power to detect clinically significant differences, the study also calculated the effect size and 95% confidence interval (CI) for the primary outcome. At 12 weeks postoperatively, the JOA scores were 14.32 ± 1.28 in the observation group and 12.15 ± 1.35 in the control group, indicating an average difference of 2.17 points (95% CI: 1.60–2.74), corresponding to a standardized effect size of Cohen's d = 1.64, suggesting a significant intergroup difference. These results demonstrate that the current sample size adequately estimates intergroup differences in the primary outcome. Although prior sample size calculation was not feasible due to the retrospective observational design, the inclusion of all consecutive eligible patients, combined with the observed effect size and CI results, provides statistical support for the reliability and clinical significance of the findings.
Inclusion criteria
Patients were included if they were (1) 18–70 years old;(2) diagnosed with single or double segment CR by clinical symptoms, physical signs and cervical magnetic resonance imaging (MRI), with ineffective conservative treatment; (3) receiving posterior cervical laminoplasty for the first time; (4) conscious and able to cooperate with postoperative follow-up; (5) had complete medical records and available postoperative follow-up data for at least 12 weeks.
Exclusion criteria
Patients were excluded if they had (1) a history of shoulder joint trauma, rotator cuff injury, scapulohumeral periarthritis, labral injury and other shoulder diseases; (2) complications with systemic diseases such as rheumatoid arthritis and ankylosing spondylitis; (3) Complications with severe cardiac, pulmonary, hepatic and renal insufficiency or malignant tumors; (4) Presence of cognitive impairment or mental diseases, unable to cooperate with training and evaluation.
Exclusion and withdrawal criteria
Patients were excluded and withdrawn from the study of they had (1) severe postoperative complications (such as hematoma compression, or infection) requiring reoperation; (2) severe unrelated diseases or new shoulder trauma during the surgery period; (3) were lost to follow-up or unable to complete the 12-week follow-up for any reason.
Intervention protocol
Patients with incomplete follow-up data were excluded according to predefined criteria. As this study was a retrospective historical cohort study, only patients with complete postoperative evaluation data during the study period were included in the final analysis. All interventions were routinely implemented by clinical healthcare providers based on patients' conditions and rehabilitation needs, rather than being specifically designed for the study. All patients received standardized postoperative rehabilitation care protocols in accordance with departmental clinical practices. The sole difference between cohorts was that the intervention group additionally underwent a phased shoulder stability training program starting in January 2024. This phased program was developed jointly by orthopedic physicians, rehabilitation specialists, and orthopedic nurses. Two orthopedic nurses received standardized training prior to implementation and provided face-to-face, one-on-one guidance to patients before discharge, and distributed illustrated Home Exercise Manuals to guide home-based rehabilitation exercises. Study groups were defined based on actual clinical records.
Control group: routine rehabilitation nursing
Routine nursing care was provided after surgery, including monitoring vital signs, incision care, infection prevention, dietary guidance, and positioning care. On this basis, routine rehabilitation nursing interventions were conducted over a 12 week cycle. Training diaries (including training completion and post-training physical reactions) were recorded, and researchers conducted weekly telephone follow-ups to monitor training implementation and address patients' questions. The specific measures were as follows:
A week after surgery (acute-phase rehabilitation), patients were guided to assume the supine position, and a soft pillow was placed behind the neck to maintain a neutral cervical spine and prevent excessive flexion, extension, and rotation. Patients were encouraged to perform deep breathing and coughing exercises to prevent pulmonary infection. They were instructed to perform finger flexion and extension and given fist-making and fist-loosening training for 10–15 min each time, three times a day, to promote upper-limb blood circulation and prevent muscle atrophy.
Two to four weeks after surgery (recovery phase rehabilitation), neck and shoulder relaxation training was gradually increased, and patients were guided to slowly perform cervical flexion, extension, and lateral flexion training, holding each movement for 15–30 s, 10 times per group, three groups a day, with the movement range based on no obvious pain for patients. At the same time, passive shoulder joint activity training was performed, with the nursing staff assisting patients in performing shoulder joint flexion, extension, abduction, and rotation, holding each movement for 15–30 s, 10 times per group, two groups per day, avoiding excessive force.
Four to twelve weeks after surgery (rehabilitation consolidation phase), patients were instructed to perform active cervical spine activity training, gradually increasing the training intensity and range, and carrying out upper limb muscle strength training (such as light object lifting training, with the weight starting from 0.5 kg and gradually increasing to 2 kg) for 10–15 min each time, 3 times a day, to promote the recovery of cervical spine and upper limb functions.
Observation group: routine rehabilitation nursing + shoulder stability training
The observation group received additional phased shoulder stability training based on the control group's intervention. According to the patients' postoperative recovery, the training was divided into three phases. The shoulder stability training was given one-on-one guidance by two specially trained orthopedic nurses before discharge, and an illustrated Home Training Manual (see Figure 1 and Supplemental File 1) was distributed to the patients. Patients were instructed to exercise 3 times a week, for 20–30 min each time, and to record training diaries (including training completion and physical reactions after training). Researchers conducted weekly telephone follow-ups to monitor training implementation and answer patients' questions. The specific training program was as follows:
A week after surgery (acute-phase rehabilitation: shoulder muscle relaxation and activation training), the focus was on shoulder muscle relaxation and mild activation, with avoidance of excessive shoulder movement.
Shoulder relaxation training: Patients were guided to assume the supine position, relax their shoulders and the surrounding muscles (deltoid, supraspinatus, infraspinatus, etc.), and were slowly massaged with the palm for 5–10 min each time, three times a day, to relieve shoulder muscle spasm.
Scapula activation training: Patients were instructed to take the supine position, the upper limbs placed naturally on both sides of the body, and the scapulae slowly contracted to make them close to the midline, held for 10 s, and then relaxed, 10 times per group, three groups a day to activate the scapula surrounding muscles and lay a foundation for subsequent training.
Shoulder external rotation training: The shoulder joint was rotated externally to 30°, held for 15 s, and then relaxed, 10 times per group, two groups a day, avoiding excessive external rotation angles.
Two to four weeks after surgery (recovery phase/rehabilitation: basic shoulder stability training), the intensity of shoulder training gradually increased, focusing on strengthening the surrounding shoulder muscles and improving shoulder stability.
Wall scapular squeeze training: Patients were asked to stand with their backs against the wall, upper limbs naturally drooping, hands making fists, then slowly squeezing the scapulae backward to make the back fit the wall, hold for 15–30 s, and then relax, 12 times per group, three groups a day.
Resistance band external rotation training: Patients were asked to take a sitting position, upper limbs bending naturally, elbows close to the body, holding one end of the resistance band with the hand and fixing the other end, then slowly rotating the shoulder joint externally to feel the exertion of the posterior shoulder muscles, 12 times per group, three groups a day; the resistance of the resistance band was started from low intensity and gradually increased.
Prone shoulder lifting training: Patients were asked to take a prone position, upper limbs placed naturally on both sides of the body, and then slowly lift their shoulders to make the scapulae leave the bed surface, hold for 10 s, and then relax, 10 times per group, two groups a day, avoiding excessive neck force.
Four to twelve weeks after surgery (rehabilitation consolidation phase: intensive shoulder stability training), the shoulder muscles were strengthened, the coordination between the shoulder and cervical spine improved, and functional recovery was promoted.
Resistance band shoulder abduction training: Patients were asked to stand with upper limbs naturally drooping, holding one end of the resistance band with the hand and fixing the other end in front of the body, then slowly abduct the shoulder joint to 90°, hold for 15 s and then slowly lower it, 12 times per group, three groups a day, gradually increase the resistance of the resistance band.
Scapula stability training: Patients were asked to sit, straighten their upper limbs, place their palms together, slowly lift them to shoulder height, keep the scapulae contracted, and slowly move the upper limbs left and right, 10 times per group, two groups per day.
Wall-standing arm-lifting training: Patients were instructed to stand with their backs against the wall, upper limbs drooping naturally, then slowly lift their upper limbs to shoulder height, hold for 15 s, and lower them, 12 times per group, three groups per day. The neutral position of the cervical spine was emphasized, and neck flexion was to be avoided.
During the training, patients were instructed to stop training immediately if they experienced aggravated neck and shoulder pain, upper-limb numbness, or other discomfort, and to seek medical advice if necessary. The training intensity, frequency, and range were gradually increased according to the patients' rehabilitation status to ensure the safety and effectiveness of the training.
Observation indicators and evaluation methods
Data were collected from the medical record system and rehabilitation follow-up records. All patients were evaluated by the same rehabilitation therapist before surgery and at 6 and 12 weeks after surgery to ensure consistency in evaluation results.
Cervical spine function: Evaluated by the JOA score9, including four dimensions: upper limb motor function (4 points), lower limb motor function (4 points), sensory function (6 points), and bladder function (3 points), with a total score ranging from 0~17 points. A higher score indicated better cervical spine function.
Shoulder joint function: Evaluated by the Constant-Murley shoulder joint score10, including four dimensions: pain (15 points), activities of daily living (20 points), joint range of motion (40 points), and muscle strength (25 points), with a total score of 100 points. A higher score represented better shoulder joint function.
Neck-shoulder pain degree: Evaluated by the VAS, with a total score ranging from 0 to 10 points (0 points for no pain, 10 points for severe pain). A lower score indicated milder pain.
Training compliance: The completion rate of the training regimen in the observation group was calculated based on the training diary using the following formula: Completion Rate = Number of sessions completed at the prescribed intensity (e.g., 50% of total sessions) / Total number of training sessions. A completion rate ≥ 80% was deemed indicative of good adherence.
Data collection and quality control
Prior to initiating this retrospective study, the principal investigator conducted standardized training for all participants, explaining the objectives, content, procedures, and precautions, and administered an assessment to ensure that team members fully mastered the relevant aspects of the study. During implementation, patients undergoing surgery within the same medical team were selected for homogeneous management. Researchers strictly screened subjects according to inclusion and exclusion criteria. Intervention team members did not participate in outcome evaluation or data collection throughout the study. Data were obtained from electronic medical record systems and rehabilitation follow-up records. All patient outcome measures were assessed by the same rehabilitation therapist at preoperative, 6 week postoperative, and 12 week postoperative time points to ensure consistency in evaluations. Key outcome indicators—including general patient characteristics (age, sex, height, weight, education level, disease history, medication history), JOA score, Constant-Murley score, and vascular pain score in the shoulder/neck region—were collected independently by two specialized nursing staff members who were not involved in intervention procedures and were unaware of the study group assignments; these staff members were prohibited from communicating with intervention providers regarding patient care details. Data were entered by the two staff members, who carefully reviewed the information prior to entry and promptly supplemented or excluded any missing data.
Statistical analysis
Statistical significance was defined as a two-sided P value < 0.05. Before selecting the appropriate statistical procedures, the distribution of continuous variables was examined using the Shapiro–Wilk test. Variables satisfying the assumption of normality are reported as mean ± standard deviation (SD), whereas skewed variables are summarized as median and interquartile range (IQR). Frequencies and percentages were used to describe categorical variables.
The choice of statistical test depended on the type and distribution of each variable. Baseline continuous variables were analyzed using either the independent-samples t test or the Mann–Whitney U test, while categorical variables were compared using the chi-square test or Fisher's exact test, as appropriate.
Changes in the Japanese Orthopedic Association (JOA) score, Constant–Murley shoulder function score, and Visual Analog Scale (VAS) score over the study period were evaluated using repeated-measures analysis of variance. The model assessed the effects of study group, follow-up time, and their interaction. The assumption of sphericity was verified using Mauchly's test, and the Greenhouse–Geisser correction was applied whenever this assumption was violated.
Because baseline body mass index (BMI) differed significantly between the two groups, BMI was considered a potential confounding factor. In subsequent adjusted analyses, BMI was included in the statistical model as a covariate to assess whether the between-group differences persisted after controlling for baseline BMI imbalance.
To complement hypothesis testing, the magnitude and precision of treatment effects were also evaluated. For both the primary and secondary outcomes, Cohen's d and the corresponding 95% confidence intervals (CIs) were calculated. Standardized effect sizes were interpreted using conventional benchmarks, with values of approximately 0.2, 0.5, and 0.8 representing small, medium, and large effects, respectively. Where published minimal clinically important differences (MCIDs) were available, the observed changes were additionally interpreted against these thresholds to determine whether the measured improvements were clinically meaningful.