This manuscript reviews the surgical approach and the steps to perform a robotic, transabdominal left hemi-diaphragm plication.
Method Article
This manuscript reviews the surgical approach and the steps to perform a robotic, transabdominal left hemi-diaphragm plication.
Impaired contractility of the diaphragm can occur secondary to diaphragm paralysis. Signs and symptoms of diaphragm paralysis vary among patients. Some may be asymptomatic and present incidentally, while others experience dyspnea secondary to impaired ventilation. Patients who are symptomatic from diaphragm paralysis may benefit from surgical intervention with diaphragm plication. Many surgical approaches are available for diaphragm plication, including open, thoracoscopic, laparoscopic, and robotic-assisted procedures. In this paper, we discuss our step-by-step approach to a robotic, transabdominal diaphragm plication. This was performed in a 60-year-old female presenting with dyspnea secondary to left hemidiaphragm paralysis. The technique includes inducing an iatrogenic pneumothorax to create a pressure equilibrium between the thoracic and peritoneal spaces. Subsequently, a diaphragm plication is performed in a 2-layer approach, using an initial running suture and subsequent reinforcing interrupted sutures in two separate axes, namely the posterior and anterior axes. Lastly, the plication repair is verified through the use of a thoracic port, which is subsequently used for tube thoracostomy placement.
Diaphragm dysfunction can result from diaphragm paresis, paralysis, or, more rarely, eventration1. Diaphragm paresis or paralysis refers to partial or complete loss of the diaphragm’s contractile ability, most commonly secondary to phrenic nerve damage, which may result in impaired ventilation and dyspnea. For symptomatic patients with persistent diaphragm paralysis, diaphragm plication is an effective surgical approach resulting in a significant decrease in dyspnea, notable improvement in pulmonary function tests (PFT), and better functional status2,3.
Prior to considering a surgical repair, the patient is carefully evaluated with PFTs, a sniff test, and chest computed tomography imaging. This workup is essential to rule out other potential causes of dyspnea or impaired ventilation. Patients with diaphragm dysfunction will generally demonstrate an approximate 30% decrease in their forced vital capacity on PFTs and a 20% to 50% decrease in their lung volume when going from an upright to a supine position4,5. Patient medical co-morbidities and surgical history should be meticulously assessed to help guide the surgical approach and ensure the ability to tolerate general anesthesia. Evaluation of surgical history is necessary to determine the risk of adhesive disease.
Repair of the diaphragm can be approached in various ways3,4,6. These include transthoracic or transabdominal approaches, using minimally invasive or open techniques to plicate the diaphragm. Both open and minimally invasive techniques can yield successful diaphragm plication and symptom improvement. However, minimally invasive techniques have been associated with decreased post-operative pain and hospital length of stay7.
Diaphragm plication is most commonly and increasingly performed through minimally invasive techniques, including robotic, thoracoscopic, or laparoscopic approaches. A recent meta-analysis identified no significant difference in surgical outcomes between minimally invasive techniques8. Deciding between a transabdominal or transthoracic approach is dependent on the surgeon's expertise as well as the patient's surgical history and comorbidities. With a transthoracic approach, single-lung ventilation is required, which may preclude some patients with poor cardiopulmonary reserve. Adhesive disease in patients with prior thoracic surgeries may dictate the need for a transabdominal approach, while those with a significant history of abdominal surgeries may be best treated with transthoracic approaches. Right-sided hemi-diaphragm paralysis patients may be best served by a transthoracic approach, as the liver may limit operative space.
In this paper, we review the technical steps to performing a transabdominal, robotic-assisted, left-sided diaphragm plication. Our technique involves performing the plication along a vertical axis posteriorly and a horizontal axis anteriorly. While there is some evidence supporting the safety and feasibility of this technique, it remains relatively underreported in the literature and is not widely adopted by thoracic surgeons. Nevertheless, it represents a valuable addition to the thoracic surgeon’s armamentarium and may offer an important alternative in select clinical situations.
Case Presentation
The patient is a 60-year-old female who presented to the pulmonologist for a persistent cough and dyspnea on exertion. A raised left hemidiaphragm was identified on diagnostic imaging (Figure 1). She was then referred to the thoracic surgery clinic for consideration of plication.
Diagnosis, Assessment, and Plan
Her evaluation included sitting and supine PFTs, which showed a decreased forced expiratory volume in one second (FEV1) of 0.69 L while sitting and 0.48 L while supine (decrease of 11% of predicted) and forced vital capacity (FVC) of 0.82 L sitting and 0.56 L supine (decrease of 10% of predicted). A sniff test demonstrated no paradoxical movement and no downward movement of her left hemidiaphragm with breathing or sniffing. These findings were consistent with left hemidiaphragm paralysis. She underwent pulmonary rehabilitation as part of her pre-operative optimization due to her significantly compromised PFTs. Of note, her body mass index (BMI) was 26. After prehabilitation, she continued to experience significant respiratory symptoms. A cardiac and pulmonary workup revealed no other pathology. The decision was then made to proceed with a diaphragm plication for her symptomatic left hemidiaphragm paralysis. Due to a previous surgical history of left thoracotomy for patent ductus arteriosus ligation, a transabdominal approach was elected for this patient.
On the day of surgery, written informed consent was obtained from the patient for the procedure, and verbal consent was obtained to videotape the procedure and use this data for possible publication. Per the University of Minnesota institutional review board guidelines, this project is categorized as Not Human Subjects Research (NHSR). All data was presented in a completely anonymized and de-identified format, ensuring no direct or indirect tracking of human subjects. All ethical protocols for data handling and privacy were strictly observed.
1. Pre-operative Evaluation
2. Pre-operative Optimization
3. Pre-operative Counseling
4. Operative Set-up
5. Pearls and Pitfalls
6. Post-operative care
7. Follow up
Post-operative course
The patient tolerated the procedure well and was brought to the general surgical floor for routine post-operative care following completion of surgery. They required oxygen supplementation through nasal cannula until post-operative day (POD) 1, but were weaned off following the use of incentive spirometry. Tube thoracostomy remained in place due to the presence of a small air leak and a small left-sided pleural effusion (Figure 9). There was no pneumothorax noted on daily chest radiographs. The air leak self-resolved, and the pleural effusion slowly improved but was still present by the time of removal on POD 3 (Figure 10). The patient denied experiencing shortness of breath throughout their hospital stay, which had been one of the symptoms they experienced secondary to left-hemi diaphragm elevation. The diaphragmatic repair remained intact on chest radiograph imaging throughout their stay.
The post-operative course was complicated by episodes of chest pain and chest pressure. These were evaluated with laboratory testing, including complete blood count, basic metabolic panel, and high-sensitivity troponins, electrocardiogram, and chest radiographs. There were no cardiac or respiratory events, and these pain episodes were attributed to poor pain control and anxiety. The patient also experienced urinary retention requiring urinary catheter placement on POD 1. The urinary catheter remained in place on discharge. They underwent a voiding trial on POD 12, and the catheter was removed at that time. The patient did not experience any further complications.
The patient was medically ready for discharge on POD 4 but remained in the hospital until POD 8 while awaiting placement in a transitional care facility.
At one-month follow-up, the patient reported minimal surgical pain and improved symptoms. Her two-view chest radiographs demonstrated a very small, left-sided, residual pleural effusion, but largely much improved compared to the discharge radiograph. The plicated, left hemidiaphragm remained in an appropriate position (Figure 11). The patient will undergo PFTs one year after their surgery to assess for changes in pulmonary function.

Figure 1: Pre-operative chest radiographs demonstrating left hemidiaphragm elevation. Representative posteroanterior and lateral chest radiographs obtained before surgery showing elevation of the left hemidiaphragm consistent with diaphragm paralysis. (A) Lateral view chest radiograph, (B) Posteroanterior view chest radiograph. Please click here to view a larger version of this figure.

Figure 2: Port placement for robotic transabdominal left hemidiaphragm plication. Photographic and schematic illustrations showing the location of robotic ports, assistant port, and thoracic port used during the procedure. (A) Photographic illustration of intraoperative robotic and assistant port placement used in the procedure, (B) Schematic illustration of the location of the robotic ports, assistant port, and thoracic port. Please click here to view a larger version of this figure.

Figure 3: Pre-plication appearance of the left hemidiaphragm. Intraoperative view demonstrating the elevated and redundant left hemidiaphragm prior to plication. Please click here to view a larger version of this figure.

Figure 4: Diaphragmatic plication axes. Diagram illustrating the posterior and anterior plication axes used during the dual-axis diaphragm repair. Please click here to view a larger version of this figure.

Figure 5: Posterior running suture during diaphragm plication. Intraoperative image showing placement of the running barbed suture used to initiate the posterior plication line. Please click here to view a larger version of this figure.

Figure 6: Completed posterior plication line. Intraoperative image demonstrating the completed posterior plication reinforced with interrupted pledgeted sutures. Please click here to view a larger version of this figure.

Figure 7: Transthoracic view of the completed plication. Intraoperative transthoracic image demonstrating the final posterior plication line and verification of repair integrity. Please click here to view a larger version of this figure.

Figure 8: Immediate postoperative chest radiograph following diaphragm plication. Chest radiograph obtained in the recovery area demonstrating tube thoracostomy placement and improved position of the left hemidiaphragm following plication. Please click here to view a larger version of this figure.

Figure 9: Postoperative day 1 chest radiograph. Chest radiograph demonstrating the left thoracostomy tube and a small left pleural effusion with blunting of the left costophrenic angle. Please click here to view a larger version of this figure.

Figure 10: Postoperative day 6 chest radiographs. Representative posteroanterior and lateral chest radiographs demonstrating interval improvement of the left pleural effusion. (A) Lateral view chest radiograph, post-operative day 6, (B) Posteroanterior view chest radiograph, post-operative day 6. Please click here to view a larger version of this figure.

Figure 11: One-month follow-up chest radiographs. Representative posteroanterior and lateral chest radiographs demonstrating a small residual pleural effusion, but maintained correction of left hemidiaphragm elevation following plication. (A) Lateral view chest radiograph, 1-month post-surgery. The diaphragm remains in the corrected position. (B) Posteroanterior view chest radiograph, 1- month post-surgery. Please click here to view a larger version of this figure.
Diaphragm plication is an effective surgical treatment for diaphragm paralysis in symptomatic patients. Patients can experience impaired respiratory function as evidenced by decreased PFTs and decreased respiratory quality of life, both of which have been shown to improve with diaphragm plication. Thoracic surgeons have traditionally approached the diaphragm transthoracically, through both open and minimally invasive techniques such as video-assisted thoracoscopic surgery (VATS) or robotic-assisted thoracoscopic surgery (RATS). Laparoscopic and robotic transabdominal approaches offer comparable results to the open technique in regard to post-operative complications and symptomatic relief3. It is important to note that most studies are case reports or case series from single institutions. Nevertheless, these demonstrate that minimally invasive techniques improve symptoms associated with diaphragm paralysis, namely dyspnea, and pulmonary function as defined by vital capacity and forced vital capacity10,11,12.
Minimally invasive techniques, including laparoscopic and thoracoscopic approaches, are associated with symptom improvement, lower post-operative pain levels, PFT amelioration, low complication rates, and similar recurrence rates7,10,13. A robotic approach has the added advantages of improved dexterity and visualization of the diaphragm10,14. Additionally, robotic-assisted procedures benefit from wrist articulation with robotic instruments, resulting in easier and more expedient suturing10,14. Robotic-assisted transabdominal diaphragm plication has a similar complication profile to laparoscopic and transthoracic approaches. Intraoperative complications may include injury to intra-abdominal organs such as the bowel, spleen, liver, or intra-thoracic organs such as the lung. Immediately postoperatively, complications can include pleural effusion, pneumonia, and arrhythmias. Lastly, the primary long-term complication is recurrence of diaphragm elevation.
Whether the repair is accomplished through a transthoracic or transabdominal approach, patient outcomes, complications, and overall results are comparable3. Careful patient selection is key. It is the authors’ experience that a transabdominal approach is an appropriate option for a left-sided diaphragm plication, as there is more working room compared to the right side, where, based on normal anatomy, the liver might hinder a more complete posterior plication. Surgical history must be considered, as the presence of thoracic or abdominal adhesive disease may preclude surgery in the affected cavity due to treacherous anatomy. Of note, in a transabdominal approach using iatrogenic pneumothorax creation, the diaphragmatic perforation performed at the start of the procedure can be enlarged to access the thoracic cavity and divide any adhesions tethering the lung to the diaphragm. This ensures the plication is performed safely and without incorporating lung parenchyma in the suture line. Patient co-morbidities should be carefully reviewed to assess for the inability to tolerate general anesthesia and pneumoperitoneum. In patients unable to tolerate single-lung ventilation, a transabdominal approach may be a valuable alternative option. In obese patients, consideration should be given to a robotic approach for improved surgical ergonomics15,16. Regardless of the approach taken, it is crucial that the plication is sufficiently taut to achieve the optimal functional results, but not excessively so as to result in tearing of the diaphragm. The ability to recognize this nuance comes with surgical experience. Furthermore, it is important to recognize and address any distortion of the esophageal hiatus following diaphragm repair, as this could lead to symptoms of dysphagia17.
The authors consider the use of mesh in instances where the diaphragm is thin and tissue integrity is poor. In a single-center study looking at 28 patients undergoing a simple plication or a plication with mesh, two patients in the plication-only group experienced post-operative complications, including one recurrence and one herniation. While causation has not been directly established, some experts purport that the use of mesh may help reinforce the plication and reduce the risk of recurrence 18,19.
Diaphragm plications are technically demanding procedures and require methodical execution of the aforementioned steps. In the authors’ expertise and opinion, critical steps necessary to maximize success include the creation of a small diaphragmatic defect, performing the repair in two separate layers, and the dual-axis approach. The first allows easier manipulation of the diaphragm, resulting in optimization of the plication with easier incorporation of as much of the superfluous diaphragm as possible. The second critical step refers to performing the plication in two layers. The use of a running barbed suture allows the surgeon to gather the redundant tissue with the help of the barbed suture to bring and hold the pleats together. The second layer involves the use of pledgeted interrupted sutures, which reinforce the repair. It is the authors’ preference to avoid using a single, running layer due to concerns of the barbed sutures tearing through the diaphragmatic tissue with repetitive and possibly strenuous movements. Lastly, the third critical step is the use of the dual-axis approach. In the authors’ experience, because of the laxity of the redundant diaphragm and the shape of the posterior diaphragm, performing the posterior plication with horizontal mattress sutures allows for a more effective plication in this area. The dual-axis plication helps redistribute tension more equally along the diaphragm and gathers the tissue in a tighter manner.
In summary, this protocol details a safe and effective approach to transabdominal, robotic, left hemi-diaphragm plication. While this is certainly not the only approach to diaphragm plication, it represents an effective and safe surgical option for patients with prior thoracic surgical history and those unable to tolerate single-lung ventilation. Future research endeavors should focus on the short- and long-term results between minimally invasive, transthoracic, and transabdominal approaches on patient outcomes and durability of plication.
The authors have no conflicts of interest.
No funding source was required for this work.
| Name | Company | Catalog Number | Comments |
|---|---|---|---|
| AirSeal Insufflator Trocar, bladeless, 12x120mm | ConMed | IAS12-120LP | Laparoscopic assistant port |
| Cadière Forceps, 8mm, Endowrist | Intuitive Surgical | 471049 | |
| Chest drainage cannister - Suction Dry Chest Water Seal Drain Shore | Alleva Medical Ltd. | ST381-0001 | |
| da Vinci Xi Surgical System | Intuitive Surgical | Model Number IS4000 | |
| DaVinci Xi seal universal 5-12MM | Intuitive Surgical | 470500 | |
| Endo Dissector Kittner Cigarette Roll | Carefree Surgical Specialties | 15505/25 | |
| Endo Trocar First Entry KII FIOS Z-thread, 5x100mm | Applied Medical | CTF03 | Thoracic assistant port |
| Insulated Blade Electrode | Medtronic | E1455 | Electrocautery |
| Jackson Pratt Round Drain, 19 Fr | Cardinal Health | JP-HUR195 | |
| Laparoscopic bowel grasper forceps, 5mm | Stryker | 250-080-084 | |
| Long Bipolar Grasper | Intuitive Surgical | 471400 | |
| Mega SutureCut Needle Driver, 8mm | Intuitive Surgical | 471309 | |
| Monocryl suture, 4-0, PS-2, undied | Ethicon | Y426H | |
| Needle Insufflation, 13 GA, 150mm | Applied Medical | C2202 | |
| Pledgets, soft TFE polymer | Ethicon | D7044 | |
| Silk suture, #0, SH needle | Ethicon | K834H | |
| Silk suture, #2-0, SH needle | Ethicon | K833H | |
| Silk tie, #0 | Ethicon | A306H | |
| Surgical blade, #15 | Bard-Parker | 371115 | |
| Surgicel SNoW Absorbable Hemostat | Ethicon | 2083 | |
| Ti-Cron suture, #2, GS-21 taper needle, braided, non-absorbable | Covidien | 3146-81 | |
| Tip-Up Fenestrated Grasper, 8mm | Intuitive Surgical | 470347 | |
| Tissue retrieval system, 12mm introducer trocar | ConMed | TRS-ROBO-12 | |
| Vicryl suture, #0, UR6 needle, VLT | Ethicon | VCP603H | |
| Vicryl suture, #2-0, SH needle, undied | Ethicon | J417H | |
| V-Loc suture, #0, GS-21 needle, 9 inches, Non-absorbable | Medtronic | VLOCM0346 | |
| Wayne Pneumothorax Tray, 29cm | Cook Medical | G56537 | Thoracostomy catheter |
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