The rat carotid artery balloon injury mimics the clinical angioplasty procedure performed to restore blood flow in atherosclerotic vessels. This model induces the arterial injury response by distending the arterial wall, and denuding the intimal layer of endothelial cells, ultimately causing remodeling and an intimal hyperplastic response.
Cardiovascular disease remains the leading cause of death and disability worldwide, in part due to atherosclerosis. Atherosclerotic plaque narrows the luminal surface area in arteries thereby reducing adequate blood flow to organs and distal tissues. Clinically, revascularization procedures such as balloon angioplasty with or without stent placement aim to restore blood flow. Although these procedures reestablish blood flow by reducing plaque burden, they damage the vessel wall, which initiates the arterial healing response. The prolonged healing response causes arterial restenosis, or re-narrowing, ultimately limiting the long-term success of these revascularization procedures. Therefore, preclinical animal models are integral for analyzing the pathophysiological mechanisms driving restenosis, and provide the opportunity to test novel therapeutic strategies. Murine models are cheaper and easier to operate on than large animal models. Balloon or wire injury are the two commonly accepted injury modalities used in murine models. Balloon injury models in particular mimic the clinical angioplasty procedure and cause adequate damage to the artery for the development of restenosis. Herein we describe the surgical details for performing and histologically analyzing the modified, pressure-controlled rat carotid artery balloon injury model. Additionally, this protocol highlights how local periadventitial application of therapeutics can be used to inhibit neointimal hyperplasia. Lastly, we present light sheet fluorescence microscopy as a novel approach for imaging and visualizing the arterial injury in three-dimensions.
Cardiovascular disease (CVD) remains the leading cause of death worldwide1. Atherosclerosis is the underlying cause of most CVD-related morbidity and mortality. Atherosclerosis is the build-up of plaque inside arteries that results in a narrowed lumen, hindering proper blood perfusion to organs and distal tissues2. Clinical interventions for treating severe atherosclerosis include balloon angioplasty with or without stent placement. This intervention involves advancing a balloon catheter to the site of plaque, and inflating the balloon to compress the plaque to the arterial wall, widening the luminal area. This procedure damages the artery, however, initiating the arterial injury response3. Prolonged activation of this injury response leads to arterial restenosis, or re-narrowing, secondary to neointimal hyperplasia and vessel remodeling. During angioplasty the intimal layer is denuded of endothelial cells leading to immediate platelet recruitment and local inflammation. Local signaling induces phenotypic changes in vascular smooth muscle cells (VSMC) and adventitial fibroblasts. This leads to the migration and proliferation of VSMC and fibroblasts inwards to the lumen, leading to neointimal hyperplasia4,5. Circulating progenitor cells and immune cells also contribute to the overall volume of restenosis6. Where applicable, drug-eluting stents (DES) are the current standard for inhibiting restenosis7. DES inhibit arterial re-endothelialization, however, thus creating a pro-thrombotic environment that can result in late in-stent thrombosis8. Therefore, animal models are integral for both understanding the pathophysiology of restenosis, and for developing better therapeutic strategies to prolong the efficacy of revascularization procedures.
Several large and small animal models9 are utilized for studying this pathology. These include balloon-injury3,10 or wire-injury11 of the luminal side of an artery, as well as partial ligation12 or cuff placement13 around the artery. The balloon and wire injury both denude the endothelial layer of the artery, mimicking what occurs clinically after angioplasty. In particular, balloon-injury models utilize similar tools as in the clinical setting (i.e., balloon catheter). The balloon injury is best performed in rat models, as rat arteries are an appropriate size for commercially available balloon catheters. Herein we describe a pressure-controlled segmental arterial injury, a well-established, modified version of the rat carotid artery balloon injury. This pressure-controlled approach closely mimics the clinical angioplasty procedure, and allows for reproducible neointimal hyperplasia formation two weeks after injury14,15. Additionally, this pressure-controlled arterial injury results in complete endothelial layer restoration by 2 weeks after surgery16. This directly contrasts the original balloon injury model, described by Clowes, where the endothelial layer never returns to full coverage3.
After surgery, therapeutics may be applied to or directed towards the injured artery through several approaches. The method described herein uses periadventitial application of a small molecule embedded in a Pluronic gel solution. Specifically, we apply a solution of 100 μM cinnamic aldehyde in 25% Pluronic-F127 gel to the artery immediately after injury to inhibit neointimal hyperplasia formation15. Pluronic-F127 is a non-toxic, thermo-reversible gel able to deliver drugs locally in a controlled manner17. Meanwhile, arterial injury is local, hence local administration allows for testing an active principle while minimizing off-target effects. Nevertheless, effective delivery of a therapeutic using this method will depend on the chemistry of the small molecule or biologic used.
All methods described here have been approved by the Institutional Animal Care and Use Committee (IACUC) of the University of North Carolina at Chapel Hill.
1. Preoperative procedures
2. Operative procedures
3. Postoperative procedures
4. Tissue harvest and imaging
Figure 1 shows all of the materials and surgical tools used to perform this surgery. Hematoxylin & eosin (H&E) staining of two-week injured arterial cross sections allows for clear visualization of neointimal hyperplasia. Figure 2 shows representative images of H&E-stained arterial cross-sections of a healthy, injured, and treated artery. Figure 2 also outlines how to quantify the level of neointimal hyperplasia in an injured artery using ImageJ, a widely used image processing software. Using this approach, the perimeter of the neointima, as well as the internal and external elastic lamina are traced to quantify the respective areas. The pressure-controlled segmental injury method we describe results in an intima to media ratio of 0.80 with a standard deviation of 0.29 (2 different surgeons and n=11 rats). Treatment with periadventitial application of CA in Pluronic results in an inhibition of neointimal hyperplasia, as we have shown before (61% reduction in percent occlusion)15.
Figure 3 provides an illustration for creating an optimal arteriotomy at the bifurcation of the ECA and STA. Lastly, Figure 4 shows how light sheet fluorescence microscopy can be used to visualize the entire region of injury along the length of the artery. CD31 staining to visualize the endothelial cells lining the intimal layer can be performed on fixed arteries. Arteries can then be embedded in 1% agarose and cleared using the iDISCO+ method to homogenize the refractive index of the sample20. Then the arteries can be imaged in a light sheet fluorescence microscope and the images can be rendered using software for quantifying the I:M ratio. Using this approach, we obtained an I:M ratio of 0.86, which is in agreement with the H&E results.
Section Number | Reference |
10 sections | 27 |
8 sections | 28 |
6-10 sections | 29 |
6 sections | 30 |
5 sections | 31 |
3 sections | 32 |
Table 1. Commonly used number of arterial cross-sections for hyperplasia analysis.
Figure 1. Surgical instruments and tools. In clockwise order starting in the upper left corner of the image: (A) Cotton swabs; (B) Betadine solution; (C) Gauze; (D) 70% ethyl alcohol solution; (E) 1cc syringes with needle; (F) Atropine; (G) Retractors; bent paper clips used here; (H) Rimadyl; (I) Micro-serrefine clamp applying forceps; (J) Needle holder; (K) 4-0 nylon suture; (L) 4-0 vicryl suture; (M) Sterile drapes; (N) Mayo scissors; (O) Standard forceps; (P) Fine curved forceps; (Q) Microdissection scissors; (R) Micro serrefine clamps; (S) Fine scissors; (T) T-pins; (U) Curved hemostats; (V) Three 7-0 Prolene sutures cut to approximately 1-inch; (W) 100 µL of 25% pluronic-127 gel; (X) Lubricating eye ointment; (Y) 2 French balloon embolectomy catheter in sterile saline solution; (Z) Insufflator. Please click here to view a larger version of this figure.
Figure 2. Hematoxylin & Eosin (H&E) staining and analysis of rat carotid artery cross sections. (A) Cross section of healthy, uninjured right carotid artery. IEL = Internal Elastic Lamina, EEL = External Elastic Lamina. (B) Cross section of two-week injured left carotid artery treated with Pluronic-F127 vehicle. (C) Cross section of two-week injured left carotid artery treated with 100 µM cinnamic aldehyde. Scale bar = 100 µm. (D) Sectioning schematic of frozen arteries for quantifying injury. Slide 1 starts at the bifurcation and six arterial sections 5 µm in width are taken per slide. Sectioning typically continues to slide 70 as the injury usually occurs before this slide. (E) Cross section of injured left carotid artery treated with Pluronic vehicle (B). The innermost black line traces the neointima and delineates the luminal area. The middle yellow line delineates the area of the internal elastic lamina, or tunica intima. The outer blue line delineates the area of the external elastic lamina, or tunica adventitia. Scale bar = 100 µm. (F) Calculations used for measuring percent vessel occlusion and intima:media (I:M) ratio based on measurements obtained from (E). Please click here to view a larger version of this figure.
Figure 3. Arteriotomy creation. Illustration of the steps to create a proper arteriotomy, and avoiding a false tract. CCA = Common Carotid Artery, ECA = External Carotid Artery, ICA = Internal Carotid Artery, OA = Occipital Artery, STA = Superior Thyroid Artery. Isolate the bifurcation between the ECA and STA branches. Dissect this bifurcation until the area changes to a brighter color, indicating thinning of the arterial wall, and then create an arteriotomy using microdissection scissors. Lift arteriotomy using fine forceps to assist in balloon insertion. Please click here to view a larger version of this figure.
Figure 4. Light sheet fluorescence microscopy to visualize arterial injury. Longitudinal cross sections along the length of the common carotid artery from a 14 week old Sprague Dawley rat with a representative transverse section below. Arteries are stained with CD31 and counterstained with AF647. (A) Cross sections of healthy, uninjured right carotid artery. White = CD31, Green = Elastic Lamina, L = Lumen, Scale bar = 200-500 µm. (B) Cross sections of injured, left carotid artery treated with Pluronic-F127 vehicle. Arrowheads indicate regions of neointimal hyperplasia. (C) Intima to media (I:M) ratio of uninjured and injured carotid artery, with exact value noted for each group (n=1). Please click here to view a larger version of this figure.
The rat carotid artery balloon injury is one of the most extensively used and studied restenosis animal models. Both the original balloon injury model3 and the modified pressure-controlled segmental injury variation10 have informed many aspects of the arterial injury response that also occurs in humans, with the few limitations being that fibrin-rich thrombus rarely develops and local inflammation is minimal compared to other injury models such as in hypercholesterolemic rabbit or porcine models9,22. The rats can also be sacrificed at different time-points to quantify and analyze the different aspects of the arterial injury response. For instance, earlier time points can be used to study aspects of early response to injury such as cell proliferation, phenotypic switch of vascular smooth muscle cells, and the early immune response. We have previously shown that leukocyte infiltration and cell proliferation are maximal between 3 days and 1 week16. Intermediate time points can be used to assess the rate of re-endothelialization. The two-week time point is the earliest suggested time point for measuring neointimal hyperplasia as the artery is mostly re-endothelialized at this point16. A major limitation for translating this model is that the injury is performed in a healthy artery, whereas this procedure occurs in patients with atherosclerotic disease. This limitation exists in part due to the previous lack of available rat atherosclerosis models23,24. However, advances in gene editing technologies have allowed for the development of reliable atherosclerotic rat models24, which may yield novel insights in studying the pathophysiology of restenosis.
Comparatively, male rats yield a more robust injury than female rats, which typically develop less neointimal hyperplasia possibly due to a protective effect of estrogen25. However, the described model is still appropriate to study arterial healing in females. Male rats aging 12-16 weeks, between 300-400 g yield the most robust and reproducible neointimal formation. Rats younger than 12 weeks of age may be used; however, the arteries of these younger rats may be too small for the 2F balloon to easily enter the artery depending on the rat strain. Rats weighing under 200 grams should not be operated on with this model as the balloon does not easily fit through the arteriotomy and can actually tear the artery if forced. Additionally, using rats older than 16 weeks of age may yield a variable response in neointimal formation. Various rat strains can be used for performing this injury model, with Sprague Dawley rats being the most often used throughout the literature26. To start the surgery, first get the proper alignment and orientation of the incision site in the neck by feeling for the jaw bones and using the rat nose to find the midline. After the initial incision, dissect the tissue until two longitudinal muscles (sternohyoid and sternomastoid) running parallel to each other are visualized. Use the neck muscle (masseter) as the lower limit of the operation window, towards the head. Separate the parallel muscles, which run towards the body, from each other until a muscle that runs perpendicular to these two is visualized. Cutting the perpendicular muscle will allow for easy retraction of the two parallel muscles, exposing the carotid artery. As the anatomy may vary slightly from each animal, along with their positioning, there may be a minor arterial branch that rests on top of the ICA. This minor branch can be clamped together with the ICA; however, when this small branch is not clamped there should be no issues with performing the procedure. Additionally, make sure to dissect away the vagus nerve from both the ICA and CCA before any clamping and suturing takes place. It is important to be gentle and to avoid nerve damage at this point. If the animal twitches after putting on a clamp that may be a response of the vagus nerve coming in contact with the metal clamp; consider readjusting the clamp.
Arguably the trickiest step of the entire procedure is making the arteriotomy. This is because it is possible to make a ‘false’ arteriotomy, and inserting a balloon through this ‘false’ arteriotomy will cause the balloon to actually run above the artery, rather than inside the artery. If this occurs, then making a new arteriotomy closer to the bifurcation at the CCA is a possible solution, but if the balloon was forced into the artery, then the surgery may not be rescuable. To prevent a ‘false’ arteriotomy (Figure 3), dissect the adventitial layer at the ECA and STA bifurcation using fine forceps until the appearance is significantly redder than nearby regions, and that portion of the artery appears to protrude out. Afterwards, use the micro-scissors to create the arteriotomy by quickly inserting one prong of the scissors into the cleared area at the bifurcation and then cutting. After making the arteriotomy, use the fine forceps to lift the opening of the artery and push the balloon into the lumen. The balloon should slide easily through the arteriotomy and into the CCA. Depending on the rat positioning it may be helpful to guide the balloon into the CCA by using fine forceps to gently pull upwards on the outside of the CCA while guiding the balloon catheter into the CCA. After the balloon is inserted into the CCA, tape the catheter down so the balloon does not exit the artery as it is being inflated.
Periadventitial application of the therapeutic allows for local and directed drug delivery only at the site of injury. This approach limits potential off-target effects as well as dosing limitations compared to something delivered systemically by oral, intraperitoneal, or intravenous administrations. Pluronic-F127 is thermo-reversible, meaning it is liquid at cold temperature and gels at room temperature. This allows for the therapeutic to be easily prepared in a liquid solution before the Pluronic gels, while the gel can be evenly applied to the artery immediately after injury. Whereas the top of the CCA is easily accessible to effectively cover the entire region of injury the CCA should be gently lifted to coat the bottom portion of the CCA. However, researchers need to ensure to power the study appropriately to account for potential variability between treated animals. It is important to have an estimation of the expected effect size and the standard deviation of the outcome to power the study appropriately. The limitation of the periadventitial method of delivery is that it is not a clinically relevant approach since a patient’s artery is not exposed during an angioplasty, which is performed as a percutaneous procedure. Nevertheless, periadventitial application allows for preliminary testing of molecules and biologics delivered locally to the site of injury15,27,28,29,30.
The current standard method of quantifying neointimal hyperplasia is based on morphometric analysis of H&E stained slides. The injured carotid artery is physically sectioned onto slides in 5 μm slices. These slides are then stained using H&E and images are taken using a light microscope. ImageJ software is then used to measure the areas and perimeters delimited by the intima, internal lamina, and external lamina. Even though we have reported increased precision using 10 slides to quantify hyperplasia19, no consensus exists in the literature about how many slides to measure, with reported methodology varying from 3 to 10 evenly spaced sections (Table 1)31,32,33,34,35,36. An I:M ratio of 0.8 with a standard deviation of 0.29 (n=11) can be expected using this methodology (Range: 0.54-1.51). We and others have previously reported light sheet fluorescence microscopy (LSFM) provides a novel approach to visualizing arterial injury19,37. LSFM allows for imaging of the entire carotid artery in the x, y, and z plane. LSFM allows for optical slicing to generate arterial cross-sections for analysis, yielding more precise estimates of hyperplasia (coefficient of variation: 28% by LSFM vs 41% by histology) than traditional histological approaches19,37. As seen in Figure 4, the I:M ratio obtained by LSFM (0.86, n=1) is comparable to the results we obtained through classical histological analysis (0.8 ± 0.29).
In conclusion, the pressure-controlled segmental injury recapitulates the arterial injury response that occurs after clinical revascularization procedures, making it an ideal model for studying the pathophysiology of restenosis. Periadventitial drug application is a useful proof-of-concept delivery method for assaying the therapeutic efficacy of local drug delivery, and can inform development of targeted systemic drug delivery approaches.
The authors have nothing to disclose.
N.E.B. was supported by a training grant from the National Institute of Environmental Health Sciences (5T32ES007126-35, 2018), and an American Heart Association pre-doctoral fellowship (20PRE35120321). E.S.M.B. was a KL2 scholar partially supported by the UNC Clinical and Translational Science Award-K12 Scholars Program (KL2TR002490, 2018), and the National Heart, Lung, and Blood Institute (K01HL145354). The authors thank Dr. Pablo Ariel of the UNC Microscopy Services Laboratory for assisting with LSFM. Light Sheet Fluorescence Microscopy was performed at the Microscopy Services Laboratory. The Microscopy Services Laboratory, Department of Pathology and Laboratory Medicine, is supported in part by P30 CA016086 Cancer Center Core Support Grant to the UNC Lineberger Comprehensive Cancer Center.
1 mL Syringe | Fisher | 14955450 | |
1 mL Syringe with needle | BD | 309626 | |
2 French Fogarty Balloon Embolectomy Catheter | Edwards LifeSciences | 120602F | |
4-0 Ethilon (Nylon) Suture | Ethicon Inc | 662H | |
4-0 Vicryl Suture | Ethicon Inc | J214H | |
7-0 Prolene Suture | Ethicon Inc | 8800H | |
70% ethyl alcohol | |||
Anti-Rabbit Alexa Fluor 647 | Thermo Fisher Scientific | A21245 | |
Atropine Sulfate | Vedco Inc | for veterinary use | |
Cotton Swabs | Puritan | 806-WC | |
Curved Hemostats | Fine Science Tools | 13009-12 | |
Fine Curved Forceps | Fine Science Tools | 11203-25 | |
Fine Scissors | Fine Science Tools | 14090-11 | |
Gauze | Covidien | 2252 | |
IHC-Tek Diluent (pH 7.4) | IHC World | IW-1000 | |
Insufflator | Merit Medical | IN4130 | |
Iodine solution | |||
Lubricating Eye Ointment | Dechra | for veterinary use | |
Mayo Scissors | Fine Science Tools | 14010-15 | |
Micro Serrefines | Fine Science Tools | 18055-05 | |
Microdissection Scissors | Fine Science Tools | 15004-08 | |
Micro-Serrefine Clamp Applying Forceps | Fine Science Tools | 18057-14 | |
Needle Holder | Fine Science Tools | 12003-15 | |
Pluronic-127 (diluted in sterile water) | Sigma-Aldrich | P2443 | 25% prepared |
Rabbit Anti-CD31 | Abcam | ab28364 | |
Retractor | Bent paper clips work well | ||
Rimadyl (Carprofen) | Zoetis Inc | for veterinary use | |
Saline solution | |||
Standard Forceps | Fine Science Tools | 11006-12 | |
Sterile Drape | Dynarex | 4410 | |
T-Pins |