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Disorders of Consciousness (DoCs), such as unresponsive wakefulness syndrome (UWS) and minimally conscious state (MCS), are severe outcomes of brain injury, characterized by impaired arousal and awareness1. Patients with disorders of consciousness face high medical risks and present emotional, ethical, and legal challenges for families and healthcare providers2,3. Ethical dilemmas primarily concern patient best interests, family well-being, and professional decision-making4. Therefore, identifying effective treatments and establishing ethical guidelines is crucial in this context.
Therapeutic options remain highly limited, although electromagnetic brain stimulation techniques have recently been explored for their potential to modulate brain activity and promote cognitive recovery. Among these techniques, deep brain stimulation (DBS) and transcranial magnetic stimulation (TMS) have yielded inconsistent results in enhancing arousal and awareness in patients, whereas transcranial direct current stimulation (tDCS) has shown Class II evidence supporting its efficacy5. Transauricular Vagus Nerve Stimulation (taVNS) is an emerging, non-invasive therapeutic approach for the treatment of disorders of consciousness6. The use of this stimulation technique in this patient cohort is rationally supported by previous anatomical studies, which have suggested that the auricular branch of the vagus nerve innervates specific regions of the ear7. Therefore, stimulation of these areas via taVNS is expected to modulate autonomic and central nervous system activity, engaging serotonin and norepinephrine pathways that connect key brain regions associated with consciousness, such as the ascending reticular activating system, the salience network, the default mode network, and the external network8. In addition, compared to other non-invasive electromagnetic stimulation techniques, such as TMS or tDCS, taVNS appears to more effectively modulate key brain networks associated with consciousness, particularly through its bottom-up neural transmission pathway9. Furthermore, various neurophysiological changes have been detected through electroencephalographic biomarkers following taVNS10, thereby strengthening its potential as a diagnostic tool. Although the safety and feasibility of taVNS have been documented in clinical interventions11, a standardized stimulation protocol for this patient population has not been fully established and widely implemented, with its efficacy still insufficiently explored12.
Some studies have investigated the effects of taVNS on disorders of consciousness, employing various methodologies and stimulation parameters13. Although clinical research has indicated improvements in patients receiving taVNS, as assessed by behavioral scales such as the Coma Recovery Scale-Revised (CRS-R)14, these outcomes remain inconsistent across different studies13. Additionally, recent trials have identified electroencephalographic patterns following taVNS10, suggesting diagnostic and prognostic potential in disorders of consciousness. However, research on the effects of taVNS in this population remains inconclusive13. Lastly, existing protocols have lacked emphasis on ethical considerations. Given the lack of consensus on the parametrization and other ethical or methodological aspects of taVNS in disorders of consciousness, further research is essential to clarify its impact and effectiveness in this patient cohort.
The primary objective of the proposed protocol is to establish a standardized methodological framework for the application of taVNS in disorders of consciousness, emphasizing both ethical and methodological rigor. By outlining stimulation parameters, ethical guidelines, and clinical assessment strategies, this study aims to facilitate reproducibility and strengthen the reliability of taVNS as a potential therapeutic intervention. As a first step, ethical considerations are addressed in accordance with Spanish15,16 and European Union (EU)17,18 regulations, including informed consent requirements for legal representatives and necessary approvals from Ethics Committees and the Spanish Agency for Medicines and Health Products (AEMPS)19. Strict inclusion and exclusion criteria are defined to ensure patient safety. Participants must have a stable disorder of consciousness diagnosis for at least 28 days, whether UWS or MCS, and meet specific age requirements. Exclusion criteria include epilepsy, cardiovascular, metabolic, or autonomic disorders, metal implants, pregnancy, and medications affecting autonomic function, while specific criteria for study withdrawal include uncontrolled seizures or severe infections.
Methodological guidelines for taVNS research in disorders of consciousness are also presented, including specific recommendations. The stimulation device must be in optimal condition, and patients should be comfortably positioned20. Different stimulation targets in the ear, such as the tragus or cymba, are outlined, along with device parameters, including recommendations for frequency, intensity, pulse duration, and the number of sessions13. Similarly, follow-up assessment approaches are proposed to effectively evaluate the impact of taVNS on disorders of consciousness, incorporating both behavioral scales and electroencephalographic methods. Additionally, the main findings from taVNS research in disorders of consciousness are discussed, highlighting recovery in patients as measured by both behavioral scales and electroencephalographic data.
Finally, the standardization of the taVNS protocol in disorders of consciousness could increase its clinical impact, helping to identify the most effective parameters and thereby improving patients' quality of life. Given the limited treatment options available for this pathology, this technique represents a promising avenue for improving patient outcomes, provided that rigorous methodological and ethical guidelines are followed. Additionally, this method is particularly suitable for clinicians and researchers working on neuromodulation in disorders of consciousness, particularly during the chronic and stable stages, as outlined by the inclusion and exclusion criteria mentioned above. It is also relevant for those interested in behavioral and neurophysiological monitoring to assess treatment responses.