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10.12:

Preparation of Alcohols via Substitution Reactions

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Organic Chemistry
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JoVE Core Organic Chemistry
Preparation of Alcohols via Substitution Reactions

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Recall nucleophilic substitution reactions, where a functional group is substituted with another.

These reactions require an sp3-hybridized electrophile with a good leaving group and can be used to synthesize alcohols via an SN1 or an SN2 mechanism.

Primary alkyl halides, preferentially, undergo substitution reactions via the SN2 mechanism with strong nucleophiles like sodium hydroxide to yield primary alcohols. The competing E2 elimination process gives an alkene as the minor product.

The synthesis of secondary alcohols from secondary alkyl halides via substitution is less favorable because competing elimination reactions lead to a mixture of alcohols and alkenes as the final products.

In the synthesis of tertiary alcohols, tertiary alkyl halides undergo substitution reactions via the SN1 mechanism with weak nucleophiles like water.

However, if water is replaced with a strong nucleophile like sodium hydroxide, the tertiary substrate favors the E2 reaction, producing an alkene.

If the tertiary halide is chiral, then an SN1 reaction gives a racemic mixture of tertiary alcohols.

The competing elimination reaction can be minimized by applying a relatively low temperature for the synthesis of alcohols in a weak base or neutral medium.

10.12:

Preparation of Alcohols via Substitution Reactions

Overview

Alcohols can be synthesized from alkyl halides via nucleophilic substitution reactions. The highly polar carbon-halogen bond in the substrate makes halide a good leaving group.  The hydroxide ion or water can act as a nucleophile to take the place of halide and form an alcohol. The substitution reactions occur via two different reaction pathways, SN1 or SN2,  depending on the nature of carbon attached to the halide.

Primary alcohols are synthesized from primary alkyl halides, and the reaction proceeds via the SN2 mechanism. The nucleophile attacks the halogen-bearing carbon from the side opposite to the carbon-halogen bond. However, in the presence of a strong nucleophile, a competing elimination reaction occurs as well.

Figure1

Figure_1: Parallel reactions of 1-bromobutane into substitution products and elimination products (proton abstraction).

The synthesis of secondary alcohols from secondary alkyl halides via substitution reaction is not favored since a mixture of products is formed from the competing SN2 and E2 reaction routes.

Figure2

Figure_2: Parallel reactions of 2-bromo-3-methylbutane into substitution products and elimination products (proton abstraction).  

Tertiary alkyl halides undergo SN1 reaction with a weak base such as water to produce tertiary alcohols along with alkene as a minor product due to a competing E2 elimination reaction.

Figure3

Figure_3: Parallel reactions of tertiary alkyl halides to elimination and substitution products.

If a strong nucleophile like sodium hydroxide is used, the E1 reaction dominates over SN1.

The nature of the reactant determines the stereochemistry of the product formed. If the halogen in the alkyl halide is connected to a chiral carbon, the resulting alcohol is a mixture of two enantiomers.

Figure4

Figure_4: Substitution reaction over an asymmetric carbon to yield a racemic mixture of optically active alcohols as the product