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Ammonia fiber expansion (AFEX) is a thermochemical pretreatment that uses volatile ammonia as the main reactant for cellulosic biomass pretreatment. This process was originally invented by Bruce Dale to cost-effectively reduce the recalcitrance of lignocellulosic biomass and enhance biologically-catalyzed pretreated biomass deconstruction into fermentable sugars1,2. Unlike most other aqueous-based thermochemical pretreatments3, AFEX is a dry-to-dry process that causes no significant change in biomass composition and requires no washing step with its associated waste generation and expense. Recovery of excess volatile ammonia has been demonstrated at the pilot scale, resulting in reduced waste generation and processing costs. The pilot-scale packed bed AFEX reactor system developed by MBI (Figure 1) recovers residual ammonia using steam stripping and transfers the hot, concentrated ammonia to a new packed bed4,5. Following AFEX pretreatment, the minor amounts of nitrogen incorporated into the biomass are usable as non-protein nitrogen by ruminant animals and microorganisms. Additionally, by altering the biomass ultrastructure through various physicochemical mechanisms6,7,8, AFEX increases accessibility of the biomass to carbohydrate-active enzymes (CAZymes) and increases the rates of polysaccharides hydrolysis by several-fold8,9, which also increases its digestibility by ruminant animals via their cellulolytic microbiome4,10,11,12. Farmers have long employed a simpler version of this method to increase the digestibility of ruminant forages by incubating the biomass for days or weeks under plastic tarps in the presence of low anhydrous ammonia loadings (<4% w/w basis of dry biomass) and ambient pressures and temperatures10,11.
Anhydrous ammonia was first investigated for its potential to delignify wood in the 1950s and as a pulping chemical in the early 1970s13,14,15,16,17,18. In the early 1980s, pressurized, high-temperature, concentrated ammonia (>30% NH4OH) under sub-critical conditions was first used in the Dale laboratory to enhance the enzymatic digestibility and microbial fermentability of lignocellulosic biomass19. This process underwent several name changes over the years, starting as ammonia freeze explosion, and then ammonia fiber explosion, and finally, ammonia fiber expansion, or simply AFEX. Around this same time (mid-late 1980s), DuPont (now Dow-DuPont) also explored using supercritical and near-critical anhydrous ammonia based pretreatment processes to increase digestibility of biomass20,21,22. In recent decades, there has been increased emphasis on using dilute aqueous ammonia solutions as a pretreatment reagent including ammonia recycle/percolation23 (ARP), soaking in aqueous ammonia (SAA), or the Dow-DuPont process without ammonia recycle24. A few additional methods have looked at use of anhydrous ammonia (low-moisture anhydrous ammonia (LMAA), and low-liquid ammonia pretreatment25 (LAA). In the last few years, two new advanced organosolv-type pretreatment technologies utilizing liquid anhydrous ammonia26,27 and ammonia-salt based solutions28 at high liquid to solid loadings were recently developed that enable selective lignin fractionation and high efficiency enzymatic hydrolysis of pretreated cellulosic biomass at ultra-low enzyme loadings. A recent review article has highlighted the similarities and distinct differences between various forms of ammonia-based pretreatments29. However, until recently4, there were no pilot-scale demonstrations of ammonia-based pretreatment processes (like AFEX) that were efficiently coupled with closed-loop chemical recycle of concentrated ammonia used in the process.
In this paper, we describe in detail the most commonly used AFEX protocol for pretreating cellulosic biomass at the lab scale to produce gram scales of pretreated biomass (e.g., 1 to several 100 g). Typically, biomass is mixed with water (0.1–2.0 g H2O/g dry biomass) and loaded into a custom-built stainless-steel tubular or Parr type reactors. Anhydrous ammonia is then added (0.3–2.0 g NH3/g dry biomass) to the reactor and the mixture is heated to the desired reaction temperature (60–180 °C). Earlier publications on the AFEX process from the 1980s-1990s started the pretreatment residence time (e.g., 5-60 min) immediately after the temperature ramp. However, as the reactions occur as soon as the ammonia is added to the reactor, the current AFEX procedure is to start monitoring the residence time immediately after ammonia addition to the reactor. For temperatures of 90 °C or greater, it is often necessary to preheat the biomass before loading the ammonia in order to keep the initial temperature ramping to a minimum time period (i.e., <5 min). At the completion of the residence time, a valve is opened to rapidly release the pressure, and gas-phase contents into a suitable chemical fume hood. The rapid conversion of ammonia from liquid to gas phase also causes the reactor to cool down. Small reactors (<100 mL reactor volume) can often be unloaded in the fume hood immediately, while larger reactors (>100 mL reactor volume) may need additional time to cool. For user safety, at the larger scale (>100 g ammonia per reactor run), purging with nitrogen is recommended to remove as much residual ammonia as possible from the vessel and assist in cooling the reactor contents before unloading. Typically, no attempt is made at the lab-scale to recycle and/or recover the ammonia. One of the key design challenges for scaling-up the AFEX pretreatment process has been the recycling of ammonia with minimal capital and operating costs. Also, adding liquid ammonia to biomass generally drives partial flashing of the liquid that cools the biomass, requiring heating of the biomass-ammonia mixture before AFEX treatment can begin. Rather than adding ammonia as liquid, adding ammonia vapor to biomass offers two advantages: First, the high porosity of bulk biomass allows ammonia vapor to be transported rapidly, resulting in even ammonia distribution throughout the biomass. Second, ammonia vapor readily and exothermically dissolves into the water entrained in moist biomass, resulting in heat generation that rapidly and evenly heats the biomass. To exploit these advantages, both the MSU Dale lab and MBI have developed AFEX treatment methods using ammonia vapor. The Dale lab has developed the Gaseous Ammonia Pretreatment (GAP) process30, and MBI has developed the packed bed AFEX reactor process (Figure 1)4, which has been demonstrated at the pilot scale. The packed bed AFEX reactor system is capable of semi-batch mode operation with complete recycling of ammonia using a steam stripping method4,5. This novel MBI pilot-scale process exploits the chemical and physical characteristics of ammonia to efficiently pretreat biomass while efficiently recycling the ammonia.
Here, we present a detailed outline for conducting AFEX pretreatment of corn stover at the lab-scale using custom-built 200 mL volume tubular reactors (Figure 2). The AFEX pretreated samples were digested to fermentable sugars using commercially available cellulolytic enzyme cocktails to demonstrate the efficacy of the pretreatment processes. The enzymatic hydrolysis results for the lab-scale AFEX reactor were compared to larger pilot-scale AFEX reactor generated samples. Our goal is to provide a standard operating procedure for the safe and consistent operation of lab-scale pressurized reactors for performing AFEX pretreatment on cellulosic biomass like corn stover. Additional supporting information regarding variations to this lab-scale AFEX pretreatment process (e.g., pilot-scale packed bed AFEX process) are further highlighted in the accompanying supplemental pdf file. A detailed report on the packed bed AFEX process operational steps will be highlighted in a separate publication and is available upon request from MBI-MSU.