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Pancreatic ductal adenocarcinoma (PDAC) is one of the most aggressive solid tumours. It is currently the 4th most common cancer-related death in Western society and is predicted to rise to the 2nd most frequent cause within the next decade (~400,000 deaths per year worldwide) 3.At time of diagnosis 90% of patients present with advanced disease, which has a 5-year survival of less than 5%. This survival rate has disappointingly remained unchanged in the past 50 years despite increasingly intensive research activities 4. Of the remaining 10% of patients who have potentially ‘curable’ disease through surgical resection, 80% will die from recurrence within 5 years. For many years the standard of care for advanced disease has been gemcitabine monotherapy, but this only confers a marginal survival advantage 5. Small improvements in short-term survival have been achieved by the addition of erlotinib 6 or capecitabine 7, however the survival benefit is in the order of weeks with the median overall survival still ~ 6 months. Recently, more encouraging results have emerged for gemcitabine/nab-paclitaxel 8 and the FOLFIRINOX combination regime 9,10. These therapies improve median survival by a modest 2 and 4 months respectively, but are highly toxic and long-term survivors are still a rare exception. Although treatment offers the potential for improvement, these are toxic regimes to which many patients do not respond or only show incremental improvement in overall survival. As a consequence, there is an urgent need to supplement current therapies and to develop novel, most likely multimodal therapeutic approaches.
Tumor Heterogeneity
It is becoming increasingly evident that cancer heterogeneity is not only confined to distinct evolutionary subclones within each tumor 11, but also driven by phenotypic and functional heterogeneity and plasticity within each subclone 12. So-called cancer stem cells (CSCs) or tumor-promoting cells are responsible for intraclonal heterogeneity 13-16. Specifically, CSCs represent a subset of cancer cell, for which we and others have provided conclusive evidence, down to the single cell, that they represent the root of disease by giving rise to all differentiated progenies within each cancer subclone 17. More importantly, these cells are essential for metastatic behavior and also represent an important source for disease relapse following treatment, even with relatively effective drugs capable of inducing initial tumor regression (e.g., nab-paclitaxel) 15,18-20. It is important to note that CSCs do not necessarily represent bona fide stem cells, nor do they arise from tissue stem cells in many instances, but rather they have acquired certain features of stem cells. Most of these are functionally defined, for example CSCs are equipped with indefinite self-renewal capacity making them resistant to conventional chemotherapy, and show increased invasiveness which promotes metastatic activity.
Functional Cancer Stem Cell Phenotypes
The functional phenotype of CSCs is based on their ability to self-renew, which can be tested in vitro using serial sphere formation and colony formation assays respectively. Even more importantly, CSCs capable of self-renewal bear in vivo tumorigenicity which can be tested by limiting dilution in vivo assays as the ultimate functional readout, preferably during serial transplantation indicative of exclusive long-term tumorigenicity. Moreover, there is heterogeneity within the CSC compartment, with a distinct subpopulation of CSCs bearing the exclusive ability to give rise to metastases that is not just a direct consequence of their exclusive in vivo tumorigenicity. Indeed, metastastitic CSCs acquire the ability to evade the primary tumor, survive anoikis and eventually translocate and seed secondary sites. These advanced functional abilities can be tested in vitro using modified invasion assays and in vivo using metastasis assays.
Targeting Cancer Stem Cells
We and others have provided convincing evidence that treatments focusing on the bulk tumor of differentiated PDAC cells, even in combination with stroma-targeting agents, do not have a major impact on tumor progression and subsequent outcome unless combined with a CSC-targeting strategy 21,22. Thus, based on the crucial functions of CSCs in disease progression and resistance to therapy, these cells should signify an essential component for any novel treatment approach 18,20, but will require a much more thorough understanding of the regulatory machinery of CSCs. Although CSCs and their more differentiated progenies bear identical genetic ground states with respect to genetic alterations, CSCs exhibit distinct and thus epigenetically determined gene expression profiles that share modules with pluripotent stem cells. Most of the genes involved in generating induced pluripotent stem cells (Nanog, Oct3/4, Klf4, Sox2) have not only been linked to cancer, but their expression is mostly restricted to the CSCs compartment. Moreover, the functional relevance of CSCs by loss-of-function experiments using genetic tools for targeting CSCs have now firmly established the CSC concept for several cancer types 23-25. While most of these approaches are based on mouse models and thus are not easily transferable into the clinic, they do provide proof-of-concept for the potential clinical relevance of targeting CSCs in combination with bulk tumor cells.
Studying Cancer Stem Cells In Vitro to Identify Their Achilles’ Heel
In order to identify new and clinically applicable ways for targeting CSCs, their features are regularly studied in vitro and sphere formation is widely used in this context. Originally developed for studying normal stem cell biology, including self-renewal and differentiation capacity, this assay was later adapted to study CSCs in vitro and has been used for investigating CSCs isolated from PDAC 20. We have found that tumor spheres formed from primary human PDAC cells bear all the distinct features of CSCs, therefore indicating they contain bona fide pancreatic CSCs 21. Thus, the tumor sphere assay represents a powerful tool to screen for more effective therapies in vitro, but results need to be further evaluated in more stringent in vivo assays. Indeed, data generated with this in vitro assay should be treated with great caution as the assay can be subject to significant error. Highly standardized protocols, including automated counting of formed spheres, should be established to ensure reproducible and predictive data.
In this context, we recently used this assay to screen pancreatic CSCs derived from a diverse set of primary human PDACs and showed that these cells are highly vulnerable to metabolic reprogramming by anti-diabetic compound metformin. Previously, metformin had been demonstrated to inhibit cancer cell expansion by indirect activation of AMP-activated protein kinase (AMPK) signaling and subsequent inhibition of mTOR 26, resulting in reduced protein synthesis and cell proliferation 27. In addition to these effects on the bulk tumor population, we and others have found that metformin is able to target and actually eliminate the CSCs subpopulation in a number of solid tumors such as breast, esophageal cancer, glioblastoma and pancreatic cancer 28-31. Thus, metformin represents a promising and safe new therapeutic strategy for several cancers with currently unmet medical need. Moreover, using sphere formation as a way to enrich for CSCs, we showed that metformin’s primary effects on pancreatic CSCs was independent of AMPK activation and mostly relied on its modest mitochondrial toxicity (via inhibition of complex I), which apparently was lethal for the subset of CSCs only. For the latter we were able to assess their cellular oxygen consumption and mitochondrial ROS production as indicators of the drug’s toxicity at the cellular level. Subsequently, these in vitro data could be validated in preclinical mouse models and indeed resulted in significantly prolonged survival 31. The methodology presented herein allows for the rapid generation of drug sensitivity profiles for CSCs, including studies on their effects on CSC metabolism. We now provide extended experimental details about the utilized complementary in vitro and in vivo procedures.